RESOURCE:

The resource appropriated from A watercourse in Nam Tan is water for irrigation. This irrigation system consists of a watercourse that delivers water from a main canal of the Nam Tai Irrigation System to its adjacent fields.

SCREENER:

Case: A watercourse in Nam Tan, Laos

The information regarding the following common-pool resource system was taken from empirical evidence from a field setting. Data on the system was extracted from a journal article. Currently, there are no additional documents to cite which may provide further information about this common-pool resource.

These documents describe one resource in detail. The primary resource is the A watercourse in Nam Tan, situated in The Province of Sayaboury of Laos. More generally, it is located in Orient. The system's sector is that of water. Relatively good information has been collected about the stakes of participants who appropriate from A watercourse in Nam Tan. The condition of this resource is not well understood. Complete information is not available regarding the strategies used by key groups interacting with the system. There is thorough documentation of the operational rules for this resource. This is the result of a high level of confidence that the authors who recorded the features of A watercourse in Nam Tan have a complete knowledge of its particulars. Furthermore, the authors have provided sufficient data to formulate a structured coding process.

There are 25-50 total appropriator teams appropriating from the resource . At the beginning of the period discussed by the authors, there was a moderate shortage of biological and physical resources withdrawn compared to the number of units available. Appropriator teams for the resource are always formally organized.

Coward describes how a new irrigation project administered by an agency of the central government has incorporated an indigenous irrigation role as part of the administrative organization. The administrative structure of the project included: (1) the central administrative staff of the project sent from the Directorate of Agriculture; and (2) a project-wide Farmer's Association segmented into twenty-one small groups. This case deals with a typical small group in the Project.

CITATION(S):

Coward, E. Walter, Jr. (1980) "Local Organization and Bureaucracy in a Lao Irrigation Project." In IRRIGATION AND AGRICULTURAL DEVELOPMENT IN ASIA: PERSPECTIVES FROM THE SOCIAL SCIENCES, edited by E. Walter Coward Jr., 329-344. Ithaca, NY: Cornell University Press.

RESOURCE INFO:

The resource appropriated from A watercourse in Nam Tan is water for irrigation. It is produced physically and is a renewable moving (fugitive) unit. This irrigation system consists of a watercourse that delivers water from a main canal of the Nam Tai Irrigation System to its adjacent fields.

The boundary of this resource has natural/constructed and institutional arrangements which do not limit entry. The boundaries of this resource are smaller than the location, and exist in one country, and are not divided among multiple general purpose local jurisdictions at a single level. The boundaries of this resource are designated by a development project designed by non-residents.

There are not distinct and stable micro-environmental or ecological zones within this resource (educated guess).

The study did not indicate whether or not there are natural barriers within the resource. There are strategic points within the resource where the main flow of the water for irrigation can be controlled (inferred). The case study did not include information regarding whether or not there is considerable variation over space in the availability of water for irrigation within the resource. There is considerable, and mildly predictable variation in the flow of water for irrigation within a single year (inferred). The case study did not include information regarding whether or not there is considerable variation in the flow of water for irrigation from year to year.

The topography of the resource or the land immediately around the resource is relatively flat (inferred).

The boundaries of the production resource are totally seperated from the boundaries of the appropriation resource (highly confident). The boundaries of the production resource are not equivalent to the boundaries of the location, but lie within the boundaries of the location (highly confident). The boundaries of the distribution resource are not identical to the boundaries of the appropriation resource. The distribution resource is a facility connected to the appropriation resource (highly confident). The boundaries of the production resource are not equivalent to the boundaries of the distribution resource. The production resource is a facility connected to the distribution resource (highly confident).

The headworks (production resource) are not operated by the same agency(s) (or the same group(s) of people) as the appropriation resource (inferred). A regular agency(s) of the national government (e.g. Ministry of Resources) operates the headworks for this system (highly confident). The irrigators being served by this production organization do not participate in the selection of the officials of the production agency except as citizens in a general election (inferred). The distribution system is not operated by the same agency(s) (or the same group(s) of people) as the appropriation resource (inferred). A regular agency(s) of the National Government (e.g. Ministry of Resources) operate(s) the distribution system (inferred). The irrigators being served by this production organization do not participate in the selection of the officials of the distribution agency, except as citizens in a general election (inferred). The distribution system is solely operated by the same agency(s) (or the same group(s) of people) as the headworks of the system (inferred).

LOCATION:

The appropriation resources are situated in the area covered by the Nam Tan irrigation system. The boundaries of the location are both physical and institutional. The appropriation resource present in this location consists of watercourses drawing water from the main canals of the Nam Tan irrigation system. Regarding the use of the irrigation system, there were conflictual effects throughout the entire period in the relationships among appropriation processes.

The system is located within one country. Within this country, the system's location is divided among several general purpose local jurisdictions at the same level. A permanent population lives year round in this location (inferred). There is frequent contact and communication between people in this location and officials in a nearby administrative center (inferred). This location is also characterized by an economy that is stable and tied to other economic networks during the entire time period (educated guess).

The latitude of this location is not specified, and its longitude is not specified. The elevation of this location is 350 meters (inferred). The highest elevation is 0. The lowest elevation of this location is 0. The region's average annual rainfall is . The region's average annual evapotranspiration is . The distribution of rainfall and evapotranspiration per month is as follows:

January precipitation: 0, evapotraspiration: 0

February precipitation: 0, evapotraspiration: 0

March precipitation: 0, evapotraspiration: 0

April precipitation: 0, evapotraspiration: 0

May precipitation: 0, evapotraspiration: 0

June precipitation: 0, evapotraspiration: 0

July precipitation: 0, evapotraspiration: 0

August precipitation: 0, evapotraspiration: 0

September precipitation: 0, evapotraspiration: 0

October precipitation: 0, evapotraspiration: 0

November precipitation: 0, evapotraspiration: 0

December precipitation: 0, evapotraspiration: 0

RESOURCE:

The resource appropriated from A watercourse in Nam Tan is water for irrigation. This irrigation system consists of a watercourse that delivers water from a main canal of the Nam Tai Irrigation System to its adjacent fields.

OPERATIONAL LEVEL:

TYPE OF SITUATION

The processes described in the related documents are primarily related to appropriation, distribution, and production. The formal owner(s) of the resource discussed in this study is a central government. The set of individuals who have rights to withdraw from this resource is well-defined. As of the beginning of this period, the owners are exercising (or attempting to exercise de jure) and effective in gaining closed access to this resource. Since the beginning of this period, the appropriators are exercising (or attempting to exercise de jure) effective closed access to this resource.

EVENTS MARKING THE BEGINNING ACTION SITUATION

It is estimated that the operational level coded on this form ended in 1974. The estimated duration of the patterns that are described in this form is 1 to 10 years. Throughout the duration there was change made primarily by an external authority in operational, collective, or consititutional rules. There was a planned change in resource size and structure. There was no new technology introduced to the system over the duration of the patterns coded on this form. There was no substantial external change in the value of the units appropriated. The quantity of units available did not change due to a change in appropriation patterns of other appropriators' withdrawals from the same production or distribution resource. There were no new groups starting to withdraw units from the appropriation resource. There was no recorded change to one or more variables internal to the operational level. The variables that changed were -2. The author does not begin the description of this case at this point in history.

CONDITIONS AT THE BEGINNING AND END OF PERIOD COVERED BY THIS FORM*

For biological resources at the beginning of this period, the balance between the quantity of units withdrawn and the number of units available was a moderate shortage (educated guess). For biological resources at the end of this period, the balance between the quantity of units withdrawn and the number of units available was a moderate shortage (educated guess). For physical resources at the beginning of this period, the balance between the quantity of units withdrawn and the quantity of units needed, given the usual patterns of use for these units was a moderate shortage (educated guess). For physical resources at the end of the period the balance between the quantity of units withdrawn and the quantity of units needed, given the usual patterns of use for these units, was a moderate shortage (educated guess).

The following includes the available statistics on the use of this resource at the beginning of the time period, followed by the end of the time period:

Square meters of fields irrigated at the beginning of the period: 1000000

Square meters of fields irrigated at the end of the period: 1000000

*In fisheries and other biological systems, this is the maximum sustainable number of units. In irrigation, this refers to the optimal water requirements of the crops in the established fields served by this system.

At the beginning of the period, the units were predominantly used to produce other units.

At the end of the period, the units were predominantly used to produce other units.

As of the beginning of the period, the quality of the units being withdrawn from the resource was passable (educated guess). As of the end of the period, the quality of the units being withdrawn from the resource was passable (educated guess). At the beginning of the period of the study, there was no information provided regarding whether or not there are problems of pollution in this or other resources, due to the way units are being appropriated. At the end of the period of the study, there was no information provided in the case study regarding whether or not there are problems of pollution in this or other resources due to the way units are appropriated. As of the beginning of the period, the extent of technical externalities resulting from the appropriation activities of participants from this resource was not indicated. As of the end of the period, the extent of technical externalities resulting from the appropriation activities of participants from this resource was not indicated. At the beginning of this study, the interference between the appropriation technology for this resource and the appropriation processes for other resources in this location was moderate (educated guess). At the end of this study, the interference between the appropriation technology for this resource and the appropriation processes for other resources in this location was moderate (educated guess). At the beginning of this study the appropriation resource was moderately well maintained, and in good working order (educated guess). At the end of this study the appropriation resource was moderately well maintained, and in good working order (educated guess). At the beginning of this period the appropriators shared moderate to high levels of mutual trust (e.g. oral promises given high credence) (inferred). At the end of the period the appropriators shared moderate to high levels of mutual trust (e.g. oral promises given high credence) (inferred). ## Unknown markup: Start ##By the end of this period no change had occurred in the property rights regime related to the appropriation resource (educated guess).

INFORMATION LEVELS

There is no information in the study to indicate the availability of maps or charts of the appropration resource for use by the appropriators. Maps and/or charts of the production and distribution resources are not documented as being available, or unavailable in this case study. The appropriators of this resource can be seen by each other while withdrawing units from the resource (educated guess). No appropriators are in radio communication with each other while appropriating from the resource (educated guess). There are actions being taken, by appropriators or officials, to generate information about the condition of the resource (inferred). There was no information in the study about whether or not there are records of the withdrawals from this resource kept in a systematic way. There was no information in the study about whether or not there are records of the physical factors which directly affected the resource kept in a systematic way. There was no information in the study about whether or not there are records of the appropriators' contributions to monitoring of the resource kept in a systematic way. There was no information in the study about whether or not there are records of the appropriators' contribution to the maintenance of the resource kept in a systematic way. There is no information in the study to indicate whether or not records are kept in a language accessible to most of the appropriators. The keepers of these records are not indicated as being "officials" or "non-officials" in this case study. The case study did not indicate whether or not these records are available for inspection by appropriators. There are arenas being used for the exchange of information about conditions of the resource (inferred). Appropriators get together to discuss mutual problems of the resource at a frequency which was not included in the case study. The appropriators have a considerable familiarity with the characteristics of this resource (educated guess).

POTENTIAL ACTIONS AND LEVELS OF CONTROL

There was no information regarding the existance of a specialized staff or workers to undertake maintenance. The quality or quantity of the units available to the appropriators are not documented as having experienced any effect of past appropriators. This study did not include information on whether or not there are problems of pollution resulting from activities of others who are not appropriators of this resource or inhabitants of this location (e.g. acid rain, sewage disposal). The study does not indicate whether or not there was an insurance mechanism available to the appropriators related to variability of income from the resource.

PATTERNS OF INTERACTION

Differences between subgroups relating to gender identification does not affect communication (educated guess). Differences between subgroups relating to ethnic identification does not affect communication (educated guess). Differences between subgroups relating to clan identification does not affect communication (educated guess). Differences between subgroups relating to racial identification does not affect communication (educated guess). Differences between subgroups relating to caste identification does not exist (inferred). Differences between subgroups relating to religious identification does not affect communication (educated guess). Differences between subgroups relating to languages spoken does not exist (inferred). Differences between subgroups relating to general cultural views of the resource system and its use does not exist (inferred). Differences between subgroups relating to any problems that affect communication does not affect communication (educated guess).

The general manner in which appropriators related to one another during this study is a relatively positive, reciprocal manner -- the presumption was made that long-term relationships are involved and positive actions are undertaken without a specific expectation of return (educated guess). If someone violates the rules-in-use related to the appropriation process from this resource, it is likely that an official monitor or guard would move to impose sanctions (educated guess).

POSITIONS AND PARTICIPANTS

At the end of the period studied there was no information coded to indicate whether or not the position of non-appropriator (individuals prevented from using the resource) existed. At the beginning of the period there was a general estimate of 25-50 appropriators (inferred). There was a general estimate of 25-50 appropriators at the end of the period (inferred). The "official" position of monitor (apart from the willingness of all appropriators to monitor) does exist, some are selected by appropriators and some are employees of an external government authority (confident).

The general estimate for the number of official monitors on duty at one time during peak hours was 1-5 (inferred). Official monitors are paid in commodities and in money. About half of the monitors were full-time (educated guess).

NUMBER AND RELATIONSHIPS AMONG SUBGROUPS

There will be 1 subgroup form(s) completed in relation to this operational level form. The ID number(s) of the subgroup(s) coded are as follows: 52.1 - 0 - 0 - 0

EVALUATION OF RESULTS

There are no appropriators who were consistently disadvantaged in this period (educated guess). The relatively worst off appropriators have not been cut out of their benefits from this resource or substantially harmed (educated guess). By the end of the period studied the distance between those who were the least advantaged and those who were the most advantaged could be characterized as remaining relatively constant over time (educated guess).

AUTHOR'S EVALUATION AND CAUSAL ASSUMPTIONS

In this coding form the author does not focus on the readers' concept of results and the evaluation of results (inferred).

The author evaluates the reliability of water supply and accountable leadership.

SUBGROUP:

Participants:

The criteria for who is a member is well defined (inferred). Membership at the start of this group numbered 40 (educated guess). This group ended with a membership of 40 (educated guess).

The following statements characterize the composition of this subgroup's population with respect to variables that may affect the capacity to communicate effectively:

The difference in composition with regard to gender identification does not affect communication (educated guess). Difference in composition with regard to ethnic or cultural identification does not affect communication (educated guess). The difference in composition with regard to clan identification does not affect communication (educated guess). The difference in composition with regard to racial identification does not affect communication (educated guess). Caste identification causes no difference in composition (inferred). The difference in composition with regard to religious identification does not affect communication (educated guess). There is no difference in composition with regard to languages spoken (inferred).

.

Legal Rights:

Members of this subgroup have de jure rights of access (inferred). The right to withdraw is held by this subgroup de jure (inferred). Rights to participate in management of this resource is held de jure (inferred). Exclusion from use of the entire resource is exercised de jure. The separable right of transfer to the flow of units from this resource is not held either by de jure nor de facto (educated guess). The separable rights to exercise transfer to shares of this appropriation resource, or closely related production and/or distribution resources are neither held de jure nor de facto (educated guess).

Stakes and Resources:

The length of time this subgroup has regularly appropriated from this resource is 51 through 75 years (educated guess). Around 91%-100% of members reside in or adjacent to this resource (educated guess). Most people in this subgroup are very dependent (i.e. most of the family income) on this resource (inferred). Given the economy of the location, the average annual family income (including all non-monetary forms of income) is considered average (educated guess). The variance of the average annual family income across families is low (inferred). Over time the variance in average annual family income is low (inferred). Capital is owned by 91%-100% of this subgroup (highly confident).

Potential Actions and Levels of Control:

Keeping in mind the physically available levels of withdrawal that are possible from this resource, the following shows the extent to which rules concerning different aspects of withdrawal constrain appropriation: technological rules lightly constrain (educated guess), time limits which limit the range of choice moderately constrain (educated guess), quantity limits which limit the range of choice moderately constrain (educated guess), and marginal units or units obtained by increasing levels of appropriation have a moderate value immediate return (educated guess).

Technology:

Strategies Adopted:

In irrigation, appropriation resources (at the beginning of the period) produce mostly paddy rice. In irrigation, the appropriation resources (at the end of the period) produce mainly paddy rice. Investment into constructing or improving production or distribution works for maintaining or improving their resource has not been made by members (educated guess). At least one member has assumed entrepreneurial activity in trying to achieve coordinated strategies in relationship to withdrawal of appropriation units (inferred). In characterizing the usual behavior of the members of this subgroup with respect to local operation level rules-in-use (other than in extreme shortage), it can be said that almost all of the members follow the rules set in place (inferred). The level of infraction of members who are not rule followers is generally small (inferred).

Subgroup Results:

This subgroup appropriates 91%-100% of its total appropriated units at the end of this period (educated guess). By the end of this time period the appropriates from this resource have remained approximately constant (educated guess). The absolute quantity of appropriation units obtained by this group has remained constant (educated guess).

RESOURCE:

The resource appropriated from A watercourse in Nam Tan is water for irrigation. This irrigation system consists of a watercourse that delivers water from a main canal of the Nam Tai Irrigation System to its adjacent fields.

OPERATIONAL RULES:

Concerning national collective choice relating to the resource, the author provides a few detailed references to operational level rules as devised by national collective choice mechanisms which have been coded below. Concerning regional collective choice, there is a regional level of government, but it does not exercise jurisdiction in relation to the type of resource appropriated by this subgroup.

With regard to local collective choice, a level of government or organization of appropriators exists at the location and the author provides a few detailed references about operational level rules as devised by collective choice mechanisms which have been coded below.

Boundary Rules

The following rules define the requirements that must be met before individuals are eligible to harvest or withdraw units from the appropriation resource.

The regional level(s) of government or organization had no jurisdiction over the resource.

A rule exists requiring ownership or leasing of land in the location of the resource. This rule is enforced at the national, local, and rules-in-use level(s).

Authority and Scope Rules

The default conditions for both authority and scope rules do not apply.

The following paragraphs include information on rules of 1 cycle(s).

Authority Rules:

The regional level(s) of government or organization had no jurisdiction over the resource.

There is a rule requiring withdrawal at a fixed time slot, set annually/periodically by an external public official. This rule is enforced at the national, local, and rules-in-use level(s), and is part of the most restrictive, regularly adopted/used set of rules.

The length of the withdrawing season is 0 week(s)..

There is a rule forbidding withdrawal whenever and wherever desired, based on unspecific criteria. This rule is enforced at the local and rules-in-use level(s), and is part of the most restrictive, regularly adopted/used set of rules.

The authority and scope rules do not apply to whether or not certain subgroups received substantially unequal privileges, because there is only one subgroup.

Scope Rules:

The regional level(s) of government or organization had no jurisdiction over the resource.

There is a rule requiring a periodically assessed appropriation tax, based on the amount of land held. This rule is enforced at the national, local, and rules-in-use level(s), and is part of the most restrictive, regularly adopted/used set of rules.

Information Rules

Payoff Rules

The default condition, that all appropriators can retain whatever they can physically keep hold of and no external rewards, taxes, or sanctions are imposed is not imposed in this case. The authors have the following confidence level for the results of this section: inferred. Appropriators can obtain external aid from a national (private or public) agency(s) to develop their appropriation technologies. Appropriators can obtain aid from a national (private or public) agency(s) to develop or repair their production, distribution, or appropriation resources. Appropriators can obtain aid from a national (private or public) agency(s) to develop technologies for using the resource units.

The following percentages indicate the percentages assigned to individual positions. If more than one percentage is listed per position, the individual percentages refer to the different arrangements existing within the operational rules.

Aggregation Rules

The default condition, that no rules specify contraints or requirements on the process to be used in deciding which actions will be taken, and that appropriators can have as much independence in deciding upon actions as they are physically able to exert, is imposed in this case.

Overall Questions About Rules Configuration

The general framework of the rules-in-use has governed the activities of this subgroup for 1 to 10 years.